Job Description

At TRPG, a subsidiary of Cetera Financial, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our success. We offer diverse business opportunities that are constantly evolving, providing meaningful prospects for growth to everyone. If you are proactive, adaptable to change, and thrive in a fast-paced and dynamic environment, the possibilities for advancement and success are limitless. TRPG is currently seeking to add an Investment Specialist position to our team located in Leawood, KS. This position will be hybrid remote and in office.

What you will do:

• Responsible for placing trades, raising cash for distribution requests and implementation of the intended investment strategy.
• Review accounts on a weekly basis for opportunities to tax harvest, rebalance, allocate cash and replenish cash.
• Utilize trading platforms and software to execute orders efficiently.
• Manage and optimize trading portfolios while adhering to risk and compliance guidelines.
• Stay informed about industry trends, regulations, and developments that may impact the trading environment.
• Act swiftly and decisively in response to changing market conditions or portfolio changes.
• Work with Investment Manager to evaluate changes in process or systems to increase efficiency and impact to the company.
• Communicate with company’s wealth managers and client service staff regarding trade-related activity.

What you need to have:

• Bachelor’s degree in finance, economics, mathematics, or a related field and/or equivalent experience
• Hold an active Series 65 license
• Prior experience in Trading a plus
• Basic understanding of risk management principles and compliance regulations.

Compensation:

The base annual salary range for this role is $55,000 - $75,000 plus a competitive performance-based bonus. Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Base annual salary may also differ significantly due to geography and cost of labor considerations.

#LI-Hybrid

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